Institutional Trading/ Brokerage Assistant & Operations Specialist, Series 7 & 63 Provided trade support to institutional equity traders in San Francisco and New York. Monitored trade positions as they related to P&L, market volatility and operating risks. Verified trade executions, relayed instant trade calculations to traders and clients. Reconciled trade discrepancies with Listed Exchanges and over-the-counter firms. Managed Purchase & Sales trade system; resolved trade date breaks. Resolved equities DVP settlement disputes for institutional clients.

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