Institutional Trading/ Brokerage Assistant & Operations Specialist, Series 7 & 63 | Provided trade support to institutional equity traders in San Francisco and New York. Monitored trade positions as they related to P&L, market volatility and operating risks.
Verified trade executions, relayed instant trade calculations to traders and clients.
Reconciled trade discrepancies with Listed Exchanges and over-the-counter firms.
Managed Purchase & Sales trade system; resolved trade date breaks. Resolved equities DVP settlement disputes for institutional clients.
![]() Back |